Securities Regulation Statutory Supplement

2015 Edition

Author: Stephen J. Choi,Adam Pritchard

Publisher: Foundation Press

ISBN: 9781634594035

Category:

Page: 711

View: 1025

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This statutory supplement includes the most widely referenced statutory sections, rules, and forms, from the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act and changes from the JOBS Act.
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Securities Regulation

Selected Statutes Rules and Forms, 2017 Supplement

Author: James D. Cox,Robert W. Hillman,Donald C. Langevoort

Publisher: Wolters Kluwer Law & Business

ISBN: 145488245X

Category:

Page: 1118

View: 441

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Securities Regulation: Selected Statutes Rules and Forms: 2017 Supplement
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Securities Regulation Statutory Supplement, 2019 Edition

Author: Stephen J. Choi,Adam C. Pritchard

Publisher: Foundation Press

ISBN: 9781642429183

Category:

Page: 766

View: 6539

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Receive complimentary lifetime digital access to the eBook with new print purchase. This statutory supplement includes the most widely referenced statutory sections, rules, and forms, from the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act and changes from the JOBS Act.
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Securities Regulation, 2007

Selected Statutes, Rules And Forms

Author: Thomas Lee Hazen

Publisher: West Academic Publishing

ISBN: 9780314168337

Category: Law

Page: 1951

View: 664

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Hazen's 2007 Securities Regulation Selected Statutes contains the latest SEC rulemaking including its new executive compensation disclosures that are not available in most other statutory supplements. Hazen's Selected Statutes is comprehensive and presented in readable format and the index make the material more accessible than in other statutory supplements. It includes new rules and forms adopted through September 15, 2006. While containing all of the statutes and rules needed for both basic and advanced courses in securities regulation, Hazen's Selected Statutes has more user-friendly features than the competition, including single rather than double column format. Also, unlike other statutory supplements on the subject, Hazen's Selected Statutes contains a helpful index to make it easier for students to locate statutes and rules. For instructors who do not require the comprehensive treatment in the standard edition, the 2007 Selected Statutes will also be published in an abridged version which contains sufficient materials from most introductory securities regulation classes.
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Securities Regulation, 2006 Statutory Supplement

Author: James D. Cox,Robert William Hillman,Donald C. Langevoort

Publisher: Aspen Publishers

ISBN: 9780735559622

Category: Law

Page: 855

View: 450

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This statutory supplement, designed to accompany the best-selling casebook by Cox, Hillman, and Langevoort, will bring your teaching materials up to date. This highly effective teaching tool contains judicious coverage of only the statutes, rules, and forms that are the subject of the typical course. the elimination of superfluous material keeps the text to a manageable length.
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Regulation of Financial Institutions

Selected Statutes, Regulations and Forms

Author: Howell E. Jackson,Edward L. Symons, Jr.

Publisher: West Legalworks

ISBN: 9780314235015

Category: Business & Economics

Page: 514

View: 9883

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This volume of selected statutes and regulations is designed to supplement the casebook, Regulation of Financial Institutions (1999) by Jackson and Symons. It includes selected statutes and regulations applicable to depository institutions, insurance companies, pension plans, securities firms, capital markets, investments advisers, and investment companies in the United States.
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Securities Regulation

Selected Statutes Rules and Forms 2013 Supp

Author: James D. Cox,Robert W. Hillman,Donald C. Langevoort

Publisher: Aspen Publishers

ISBN: 9781454827870

Category: Law

Page: 1114

View: 6333

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Designed specifically for the Securities Regulation course, this statutory supplement contains all of the relevant statutes, rules, and forms needed -- in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors' own Securities Regulation: Cases and Materials, Sixth Edition. The 2009 Edition features: The Securities Exchange Act Rules: Rules and Forms Rule 10b-21, naked short sales Rule 12h-6, deregistration of foreign issuers Rule 14a-16, Internet Availability of Proxy Materials Rule 14a-17, internet shareholder forums Section 15A(14), the military sales clause Section 15E, regarding credit rating agencies Rule 17g-1 through 17g-6, new credit rating agency regulations SEC amendment to Rule 146(b)(2), adding new subsection (v) referencing "The Nasdaq Capital Market" The Investment Advisers Act Section 206(4)-8, hedge fund antifraud rule Regulations S-K, S-X, M, SHO, M-A, AC, FD, and G Securities Act of 1933 Rules and Forms SEC Rule 151a, defining the terms "annuity contract" and "optional annuity contract" Rules of Practice and Investigations (Standards of Professional Conduct for Attorneys) Staff Accounting Bulletins Sarbanes-Oxley Act 2002 Investment Advisers Act of 1940 Advisers Act Rules Investment Company Act of 1940 Investment Company Act Rules
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