Pass The 65(tm)

A Plain English Explanation to Help You Pass the Series 65 Exam

Author: Robert Walker

Publisher: Surefire Publications

ISBN: 9780983141112

Category:

Page: 456

View: 5108

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Trying to pass your Series 65 Exam? Pass The 65 is written with the reader always in mind. This Series 65 exam study guide uses Plain English and concise explanations as it ticks off the items mentioned on the NASAA Series 65 exam outline point-by-point. Notice that there are four chapters in our study material, which correspond to the four sections of the NASAA Series 65 Exam outline. We try to keep things as easy as possible in our study guides because the exam itself is anything but. To reduce your frustration in obtaining your Series 65 license, we try to make sure each sample question in our Pass The 65 Online Practice Question Bank is explained within this textbook. In fact, we encourage you to use this study guide while working through the Series 65 sample questions. When you encounter a tough practice question, you can quickly and easily look it up in this textbook in order to come away from the question with a deeper understanding of the topics involved. Remember that the Series 65 license exam is not a memorization test but, rather, a "competency exam," as NASAA explains in their exam FAQ. Too many Series 65 exam candidates go to the testing center expecting to simply recognize a few vocabulary terms when, in fact, passing your test requires you to work with the information at a much deeper level. That's why we explain things in a way you'll both understand and remember at the testing center. It takes more work on our end, but we feel our job is to make things easier on your end. We also take what you learn in the pages of this Series 65 exam study guide to a higher level by presenting you with well over 1,000 challenging questions in our test bank. However, our sample questions are not designed to merely trick you--which most people find discouraging and confusing at best. Rather, our Series 65 sample questions are designed to help you learn the information as you improve your ability to eliminate the incorrect answer choices you will see when taking the Series 65 exam. Be sure to keep a notebook filled with all that you learn from working the questions and reading the helpful explanations that follow. For an extra edge, try writing your own variations of practice questions in this same notebook, something our tutoring clients have found extremely helpful. Pass the 65(c) is your guide to a passing score on the Series 65 exam. This textbook is at the same time in-depth and easy to read. We don't skimp on the details found on the NASAA outline. Rather, we skimp on the filler found in many of the more tedious license exam manuals on the market. To give yourself an edge on this difficult license exam buy this book and then go to www.examzone.com to purchase the practice questions and other Series 65 study materials. This test is not easy. The best time to get started is . . . now."
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Pass The 65(tm)

A Plain English Explanation to Help You Pass the Series 65 Exam

Author: Robert Walker

Publisher: Surefire Publications

ISBN: 9780983141167

Category:

Page: 430

View: 6164

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Trying to pass your Series 65 Exam? Pass The 65 is written with the reader always in mind. This Series 65 exam study guide uses Plain English and concise explanations as it ticks off the items mentioned on the NASAA Series 65 exam outline point-by-point. Notice that there are four chapters in our study material, which correspond to the four sections of the NASAA Series 65 Exam outline. We try to keep things as easy as possible in our study guides because the exam itself is anything but. To reduce your frustration in obtaining your Series 65 license, we try to make sure each sample question in our Pass The 65 Online Practice Question Bank is explained within this textbook. In fact, we encourage you to use this study guide while working through the Series 65 sample questions. When you encounter a tough practice question, you can quickly and easily look it up in this textbook in order to come away from the question with a deeper understanding of the topics involved. Remember that the Series 65 license exam is not a memorization test but, rather, a "competency exam," as NASAA explains in their exam FAQ. Too many Series 65 exam candidates go to the testing center expecting to simply recognize a few vocabulary terms when, in fact, passing your test requires you to work with the information at a much deeper level. That's why we explain things in a way you'll both understand and remember at the testing center. It takes more work on our end, but we feel our job is to make things easier on your end. We also take what you learn in the pages of this Series 65 exam study guide to a higher level by presenting you with well over 1,000 challenging questions in our Pass the 65 Practice Exam Question Bank . However, our sample questions are not designed to merely trick you--which most people find discouraging and confusing at best. Rather, our Series 65 sample questions are designed to help you learn the information as you improve your ability to eliminate the incorrect answer choices you will see when taking the Series 65 exam. Be sure to keep a notebook filled with all that you learn from working the questions and reading the helpful explanations that follow. For an extra edge, try writing your own variations of practice questions in this same notebook, something our tutoring clients have found extremely helpful. Pass the 65 is your guide to a passing score on the Series 65 exam. This textbook is at the same time in-depth and easy to read. We don't skimp on the details found on the NASAA outline. Rather, we skimp on the filler found in many of the more tedious license exam manuals on the market. To give yourself an edge on this difficult license exam buy this book and then go to www.examzone.com to purchase the Pass the 65 Practice Exam Question Bank and other Series 65 study materials. This test is not easy. The best time to get started is . . . now."
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Pass the Sie

A Plain English Explanation to Help You Pass the Securities Industry Essentials Exam

Author: Robert Walker

Publisher: N.A

ISBN: 9780998517674

Category:

Page: 374

View: 4166

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The Securities Industry Essentials Exam is an exciting, new development from the industry regulator known as FINRA. Historically, those who wanted to become securities agents had to be hired by a broker-dealer before taking a license exam. Now, with the implementation of the Securities Industry Essentials (SIE) Exam, those interested in entering the industry can take a securities license exam on their own. Then, after being hired by a member firm, these individuals will take a top-off exam, such as the Series 6 or Series 7, to complete their FINRA licensing requirements. The results of the SIE are good for four years. Therefore, an individual can take the exam long before he chooses his career path and begins his job search in the financial services industry. Those who have passed the Securities Industry Essentials (SIE) Exam are presumed to have an advantage over other candidates, as they have shown initiative and already cleared one hurdle in the process of getting a candidate registered with FINRA and the state securities regulators. This book follows the Securities Industry Essentials (SIE) Exam Outline provided by FINRA. There are four sections of the FINRA outline, which is why this book, also, has four chapters. Chapter 1 covers primary offerings of securities, such as IPOs or initial public offerings. Types of broker-dealer businesses and their basic financial and regulatory requirements are explored. Finally, we look in some detail at basic economic factors affecting securities investments, including inflation, interest rates, and the business cycle. The largest chapter, Chapter 2, is called "Understanding Products and Their Risks." Here, we explore insurance and securities products in detail, following with a detailed examination of investment risks related to various investment approaches. Annuities, corporate bonds, Treasuries, municipal securities, common stock, preferred stock, and derivatives are all discussed in detail in this chapter. Chapter 3 examines customer accounts, trading securities, and FINRA regulations of agents. The last chapter, Chapter 4, focuses on the regulation of the securities industry. Here, we explore federal securities legislation as well as FINRA in detail. After each chapter, you will take a chapter review exercise, and then a chapter review quiz. At the end of the four chapters, you will find two full-length practice exams, 75 questions each. A detailed glossary follows the practice exams. Finally, an index of frequently used terms is found at the end of the manual. The authors of Examzone textbooks have helped thousands pass the Series 6, 7, 24, 63, 65, 66, and 99 exams over the past 18 years. We're now excited to help you pass the Securities Industry Essentials Exam. This test will open doors for your career as was never-before possible. Once you pass this test, we look forward to helping you pass the Series 7 and Series 6 once you enter the securities industry.
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Pass the 24

A Plain English Explanation to Help You Pass the Series 24 Exam

Author: Robert Walker

Publisher: N.A

ISBN: 9780692629772

Category:

Page: 412

View: 9398

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FINRA's Series 24 exam is one of the most detailed tests people in your industry ever take. That's why a Series 24 textbook has to do more than copy-and-paste from regulatory websites or deliver endless bullet points for you to memorize. Anyone can list what you need to know. This is the only book that also shows you why you need to know it and how it all fits together. Only when you understand the key differences between underwriting and trading securities, for example, are you ready for the barrage of vocabulary terms your exam will try to use against you on these topics. We focus on you, the reader, and do what we can to make your study process as logical and understandable as possible. Our Plain English, reader-centered approach saves you time and frustration. To put it all together, though, be sure to work through our practice questions online. Only by applying what you learn in this textbook to the challenging practice questions will you be ready to schedule your exam. And, don't forget to take our "Go No Go" exams before picking a test date. However you approach this challenge, be sure to give yourself plenty of time and avoid cutting corners. There are no inessential pages in this textbook; there are no inessential practice questions in our ExamCram Online test bank. So, please, follow the study schedule. Read the textbook carefully and thoroughly. And then, plan on working with practice questions for at least two weeks. The Series 24 exam is not an easy test, but this textbook and other study materials make it as easy as possible. Let's jump into the first chapter and try not to let too many days go by between sessions. Okay? Outstanding. Let's get started
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Pass the 65

A Training Guide for the Nasaa Series 65 Exam

Author: Robert Walker

Publisher: First Books

ISBN: 0912301651

Category: Business & Economics

Page: 460

View: 562

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Do the terms hypothecation, diluted earnings, and inverted yield curve give you a headache? Do you need to take the Series 65 exam? If you can answer yes to both of these questions, then you've come to the right place. Robert Walker, a professional trainer who specializes in the NASD/NASAA Series 63, 65/66, 6, and 7 exams, has written this book for those who are about to brave the Series 65 examination. Armed with an M.F.A. in writing and a B.A. in English, Walker has managed to translate Securities-ese into plain English, with a liberal dash of humor. This must-have book guides you through the intricacies of the Series 65 exam. Walker takes the exam apart piece by piece, and explains terms and concepts with a sense of humor and ease not found in other exam guides. He shows you, step-by-step, how not to be misled by the questions. In addition to practice questions liberally sprinkled throughout its lessons, Pass the 65 includes three complete 135-question practice finals as well as study sheets summarizing each lesson and a handy glossary. Plus you'll find that Robert directs you to his web site, where he offers updates, downloads, more practice finals, and other helpful information. Once you've finished this book, you will be able to take the test with confidence!
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