Financial Regulation

Financial Regulation

Throughout the book, the authors note the cross-border implications of U.S. rules, and compare, where appropriate, the U.S. financial regulatory framework and policy choices to those in other places around the globe, especially the European ...

Author: MICHAEL. JACKSON BARR (HOWELL. TAHYAR, MARGARET.)

Publisher: Foundation Press

ISBN: 1640202498

Category:

Page: 1412

View: 991

Financial Regulation: Law and Policy (2d Edition) introduces the field of financial regulation in a new and accessible way. Even though a decade has passed since the most systemic financial crisis in the last 70 years and eight years have elapsed since a major shift in regulatory design, the world is still grappling with the aftermath. In addition, technology innovations, including Bitcoin and other cryptocurrencies, market forces and a changing political environment all have combined to reframe and reorient public debate over financial regulation. The book has kept up to date with all of these changes. The book analyzes and compares the market and regulatory architecture of the entire U.S. financial sector as it exists today, from banks, insurance companies, and broker-dealers, to asset managers, complex financial conglomerates, and government-sponsored enterprises. The book explores a range of financial activities, from consumer finance and investment to payment systems, securitization, short-term wholesale funding, money markets, and derivatives. The book examines a range of regulatory techniques, including supervision, enforcement, and rule-writing, as well as crisis-fighting tools such as resolution and the lender of last resort. Throughout the book, the authors note the cross-border implications of U.S. rules, and compare, where appropriate, the U.S. financial regulatory framework and policy choices to those in other places around the globe, especially the European Union.
Categories:

International Finance

International Finance

While the approach of this book is rooted in government policy and regulation, the book introduces students to basic financial concepts and transactions.

Author: Hal S. Scott

Publisher:

ISBN: 1599419750

Category: Law

Page: 1349

View: 372

This casebook is an authoritative introduction to international finance, transactions, policy, and regulations. The continuing expansion of U.S. capital market regulation is a major topic, as is the implementation of international accounting standards. The book is divided into five parts. Part One deals with the international aspects of major domestic markets; Part Two with infrastructure for financial markets; Part Three with instruments and offshore markets; Part Four with emerging markets; and Part Five with the fighting of terrorism. While the approach of this book is rooted in government policy and regulation, the book introduces students to basic financial concepts and transactions. The conception of the field is original and complements existing texts written for finance or economics courses. The book deals extensively with the financial crisis, including regulatory and legislative reforms that have followed in its wake.
Categories: Law

Connectedness and Contagion

Connectedness and Contagion

See E. Scott Reckard, Deposit run at WaMu forced their hand, regulators say, Los
Angeles Times (Sep. 25, 2008). 36. ... financial regulation, Kaufman Task Force
on Law, Innovation, and Growth, 113, 117–18, available at http://www.kauffman.
... For a summary, see Hal S. Scott and Anna Gelpern, International Finance,
Transactions, Policy, and Regulation, University Casebook Series 1,44–84 (20th
ed.

Author: Hal S. Scott

Publisher: MIT Press

ISBN: 9780262034371

Category: Business & Economics

Page: 440

View: 143

An argument that contagion is the most significant risk facing the financial system and that Dodd¬Frank has reduced the government's ability to respond effectively.
Categories: Business & Economics

Regulation of Financial Institutions

Regulation of Financial Institutions

This casebook on regulations of financial institutions reflects a financial industry that has become increasingly integrated in the last 20 years.

Author: Howell E. Jackson

Publisher: West Academic Publishing

ISBN: STANFORD:36105060391021

Category: Law

Page: 1150

View: 625

This casebook on regulations of financial institutions reflects a financial industry that has become increasingly integrated in the last 20 years. It brings together materials that traditionally have been covered in separate courses on banking law insurance law, securities regulation, mutual funds, and pensions.
Categories: Law

The Routledge Companion to Banking Regulation and Reform

The Routledge Companion to Banking Regulation and Reform

He has presented on business structure and financial law at conferences in Cuba
on foreign investment and lawyering. ... He is co-author of Corporate Finance:
Debt, Equity, and Derivative Markets and Their Intermediaries in the American
Casebook Series. ... The European FTT on shadow banking' (Journal of
European Public Policy, 2015). ... Birmingham University in the UK having been
previously Professor of Financial Regulation at Newcastle Law School, University
of Newcastle ...

Author: Ismail Ertürk

Publisher: Taylor & Francis

ISBN: 9781135007157

Category: Business & Economics

Page: 436

View: 428

The Routledge Companion to Banking Regulation and Reform provides a prestigious cutting edge international reference work offering students, researchers and policy makers a comprehensive guide to the paradigm shift in banking studies since the historic financial crisis in 2007. The transformation in banking over the last two decades has not been authoritatively and critically analysed by the mainstream academic literature. This unique collection brings together a multi-disciplinary group of leading authorities in the field to analyse and investigate post-crisis regulation and reform. Representing the wide spectrum of non-mainstream economics and finance, topics range widely from financial innovation to misconduct in banking, varieties of Eurozone banking to reforming dysfunctional global banking as well as topical issues such as off-shore financial centres, Libor fixing, corporate governance and the Dodd-Frank Act. Bringing together an authoritative range of international experts and perspectives, this invaluable body of heterodox research work provides a comprehensive compendium for researchers and academics of banking and finance as well as regulators and policy makers concerned with the global impact of financial institutions.
Categories: Business & Economics

Securities Regulation

Securities Regulation

This casebook provides detailed information on securities regulation. The casebook provides the tools for fast, on-point study of the law of securities regulation.

Author: John C. Coffee

Publisher:

ISBN: STANFORD:36105060295479

Category: Law

Page: 1647

View: 822

This casebook provides detailed information on securities regulation. The casebook provides the tools for fast, on-point study of the law of securities regulation. Part of the University Casebook Series®, it includes selected cases designed to illustrate the development of a body of law on a particular subject. Text and explanatory materials designed for law study accompany the cases.
Categories: Law

Regulation

Regulation

Tested in the classroom, the book offers a framework for a first-year or upper-level course. The book is designed to familiarize students with a wide range of regulatory and statutory materials and analytical techniques.

Author: Barak Orbach

Publisher:

ISBN: 1599419254

Category: Law

Page: 871

View: 785

This casebook introduces the theory and practice of regulation. Using rich, ready-to-use materials, the book integrates classic and contemporary concepts in regulation, illustrating their significance to legal practice, society, and the economy. A pioneering casebook, authored by a leading scholar of regulation, offers an overview of concepts and analytical tools used in most areas of law, laying the necessary foundation for regulatory and statutory analysis. Tested in the classroom, the book offers a framework for a first-year or upper-level course. The book is designed to familiarize students with a wide range of regulatory and statutory materials and analytical techniques. Students have the opportunity to appreciate jurisprudential developments in regulation through classic cases such as Munn, The Slaughter-House Cases, Lochner, New State Ice, and the 2012 National Federation of Independent Business, as well as the study the Great Recession and financial bubbles.
Categories: Law

Banking Bailout Law

Banking Bailout Law

University Law Review, Vol. ... Schwarcz, S L, Regulating Shadows: Financial
Regulation and Responsibility Failure, Washington and Lee Law ... Scott, H A,
The Reduction of Systemic Risk in the United States Financial System, Harvard
Journal of Law & Public Policy, Vol. ... R, Corporate Bankruptcy And Financial
Reorganization, at 569–583 (Aspen Casebook Series, Wolters Kluwer, Alphen
aan den ...

Author: Virág Blazsek

Publisher: Routledge

ISBN: 9781000208344

Category: Law

Page: 264

View: 259

Setting forth the building blocks of banking bailout law, this book reconstructs a regulatory framework that might better serve countries during future crisis situations. It builds upon recent, carefully selected case studies from the US, the EU, the UK, Spain and Hungary to answer the questions of what went wrong with the bank bailouts in the EU, why the US performed better in terms of crisis management, and how bailouts could be regulated and conducted more successfully in the future. Employing a comparative methodology, it examines the different bailout and bank resolution techniques and tools and identifies the pros and cons of the different legal and regulatory options and their underlying principles. In the post-2008 legal-regulatory architecture financial institution specific insolvency proceedings were further developed or implemented on both sides of the Atlantic. Ten years after the most recent financial crisis, there is sufficient empirical evidence to evaluate the outcomes of the bank bailouts in the US and the EU and to examine a number of cases under the EU’s new bank resolution regime. This book will be of interest of anyone in the field of finance, banking, central banking, monetary policy and insolvency law.
Categories: Law

Environmental Regulation

Environmental Regulation

Key changes to this Second Edition include: new chapter on environmental enforcement, including criminal enforcement, citizen suits, and enforcement against government entities comprehensive discussion of the implications of proposals for ...

Author: Robert V. Percival

Publisher: Aspen Publishers

ISBN: UOM:39015039932465

Category: Law

Page: 1465

View: 695

Look for important coverage of the most current issues in Environmental Law -- environmental enforcement, risk assessment, reinventing regulation, federalism, and environmental justice - in the second edition of Percival, Miller, Schroeder, and Leape's highly successful ENVIRONMENTAL REGULATION: Law, Science, and Policy. The book offers balanced coverage of air, water, and toxics, with additional emphasis on key topics like waste management, public resources, and international environmental law. Key changes to this Second Edition include: new chapter on environmental enforcement, including criminal enforcement, citizen suits, and enforcement against government entities comprehensive discussion of the implications of proposals for fundamental changes in environmental law and regulatory policy enhanced coverage of the Clean Air Act new cases and problems improved discussion of policy themes The excellent pedagogy features: rewritten and improved problems and questions superb charts and diagrams 'Pathfinder' research guides that help students find the often unconventional sources of information extensive glossary of environmental terms and acronyms With Teacher's Manual n Web site: www.law.umab.edu/courses/environment
Categories: Law

Insurance Law and Regulation

Insurance Law and Regulation

This casebook, which has been used as the principal text in more than one hundred law schools, contains extensive material on insurance contract formation and interpretation; insurance regulation; insurable interest and liability for bad ...

Author: Kenneth Abraham

Publisher: Foundation Press

ISBN: 1609304012

Category: Law

Page: 809

View: 508

This casebook, which has been used as the principal text in more than one hundred law schools, contains extensive material on insurance contract formation and interpretation; insurance regulation; insurable interest and liability for bad-faith breach; property, health, life, and disability insurance; commercial general liability and directors & officers liability insurance; auto insurance; and reinsurance. The casebook gives equal emphasis to personal and commercial insurance, and reprints within the relevant chapters four standard-form insurance policies. There is new material on the interpretation of ambiguities, insurance regulation, the Affordable Care Act, directors & officers insurance, and excess coverage.
Categories: Law

Insurance Law and Regulation Cases and Materials

Insurance Law and Regulation  Cases and Materials

" The new edition also includes some updated standard-form insurance policies and declaration pages.

Author: Kenneth S. Abraham

Publisher: Foundation Press

ISBN: 168328951X

Category:

Page: 858

View: 800

This casebook, which has been used as the principal text in more than one hundred law schools, contains extensive material on insurance contract formation and interpretation; insurance regulation; insurable interest and liability for bad-faith breach; property, health, life, and disability insurance; commercial general liability and directors & officers liability insurance; auto insurance; and reinsurance. The casebook gives equal emphasis to personal and commercial insurance, and reprints within the relevant chapters four standard-form insurance policies. The Seventh Edition includes a new stand-alone chapter on health insurance as well as new materials addressing the American Law Institute's Restatement of the Law of Liability Insurance and long-term care insurance. It also includes substantially updated materials on a range of issues, including liability insurers' duty to settle, concurrent causation, and the number of "occurrences." The new edition also includes some updated standard-form insurance policies and declaration pages.
Categories:

Law Books in Print

Law Books in Print

Jackson, Janice E.; Schantz, William T. • Review outlines and materials for
business law and CPA law review: for use with ... 1100p • $36.95 •
INTERNATIONAL FINANCE • 77-894.01 ° 0-314-22.309-6 Jackson, John H., Ed.
• Antidumping law: policy ... 79-23143 • 0-472-09313-5 Jackson, John H., Ed. •
Corporate concentration: national and international regulation. ... Found Pr 1983
935p • $29.00 • University casebook series • SECURED TRANSACTIONS • 0-
88277-140-X Jackson, ...

Author: Nicholas Triffin

Publisher:

ISBN: 0878020276

Category: Law

Page: 458

View: 297

Categories: Law

The Global Financial Crisis

The Global Financial Crisis

This timely book offers a cutting-edge view of the global financial crisis by exploring the various statutory, regulatory, and policy responses to it.

Author: Hal S. Scott

Publisher:

ISBN: STANFORD:36105134458939

Category: Law

Page: 184

View: 238

This timely book offers a cutting-edge view of the global financial crisis by exploring the various statutory, regulatory, and policy responses to it. It focuses on the most recent developments and underlying policy issues. It is a valuable tool for anyone looking to understand the legal and regulatory factors implicated in the ongoing global credit crisis.
Categories: Law

Legislation and Regulation

Legislation and Regulation

The book aims to familiarize students with tools and techniques that lawyers and judges use when crafting legal arguments in statutory or regulatory contexts, and to give students a sense of the larger questions of institutional design ...

Author: John Manning

Publisher:

ISBN: 1634606477

Category: Administrative procedure

Page: 1163

View: 353

This updated casebook is designed for a first-year class on Legislation & Regulation, and provides a proven, ready-to-use set of materials for those interested in introducing such a class to their 1L curriculum. The book focuses on the tools and methods of interpreting legal texts, using Supreme Court and other appellate decisions as the primary texts, yet the note material gently introduces students to applicable insights from political science, history, economics, and philosophy. The book aims to familiarize students with tools and techniques that lawyers and judges use when crafting legal arguments in statutory or regulatory contexts, and to give students a sense of the larger questions of institutional design implicated by these interpretive questions.
Categories: Administrative procedure

Environmental Law and Policy

Environmental Law and Policy

The first part of the book discusses the major themes and issues that cross-cut environmental law. The second part of the book examines the substance of environmental law, with separate sections on each of the major statutes.

Author: James Salzman

Publisher: Foundation Press

ISBN: MINN:31951P00668830S

Category: Law

Page: 305

View: 351

The authors provide a broad conceptual overview of environmental law while also explaining the major statutes and cases. The first part of the book discusses the major themes and issues that cross-cut environmental law. The second part of the book examines the substance of environmental law, with separate sections on each of the major statutes. International issues such as ozone depletion, climate change, and transboundary waste disposal are also addressed. These chapters build on the conceptual framework in the first part of the text to integrate the discussion of individual statutes into a broad portrait of the law.
Categories: Law

Unelected Power

Unelected Power

The Quest for Legitimacy in Central Banking and the Regulatory State Paul
Tucker. Hallam-Eames, Lucy. “Echoes of the Chevron Doctrine in English Law. ...
“A Problem of Chief and Indian—the Role of the Supervisory Authority BaFin and
the Ministry of Finance in German Financial Policy. ... University Casebook Series
.

Author: Paul Tucker

Publisher: Princeton University Press

ISBN: 9780691196985

Category: Business & Economics

Page: 664

View: 182

How central banks and independent regulators can support rather than challenge constitutional democracy Unelected Power lays out the principles needed to ensure that central bankers and other independent regulators act as stewards of the common good. Blending economics, political theory, and public law, this critically important book explores the necessary conditions for delegated but politically insulated power to be legitimate in the eyes of constitutional democracy and the rule of law. It explains why the solution must fit with how real-world government is structured, and why technocrats and their political overseers need incentives to make the system work as intended. Now with a new preface by Paul Tucker, Unelected Power explains how the regulatory state need not be a fourth branch of government free to steer by its own lights, and how central bankers can emulate the best of judicial self-restraint.
Categories: Business & Economics

Practicing Environmental Law

Practicing Environmental Law

Practicing Environmental Law brings the excitement of environmental law practice into the classroom. The book covers the traditional subject matter of an environmental law course, but in a new way.

Author: Todd Aagaard

Publisher: Foundation Press

ISBN: 1634593073

Category:

Page:

View: 387

Practicing Environmental Law brings the excitement of environmental law practice into the classroom. The book covers the traditional subject matter of an environmental law course, but in a new way. Each chapter includes multiple case study-style problems, which confront students with an environmental problem and a range of supporting materials. As students work through the book, they will develop an environmental justice advocacy strategy, decide whether to bring novel Clean Air Act litigation to address climate change, consider whether fireworks displays are point sources of water pollution, assess whether the Army Corps of Engineers must prepare an environmental impact statement for a new utility line, negotiate an enforcement settlement, and negotiate the contents of a landscape-scale habitat conservation plan-among many other exercises. They also will review, and use, affidavits, administrative orders and guidance documents, biological opinions, white papers, letters, and other document types, in addition to many statutory and regulatory excerpts and court cases. In short, they will simulate the work that environmental attorneys actually do. The casebook, along with the accompanying online self-assessment questions written by the authors, will teach you the basics of environmental law, and also help you gain deeper understanding of, and heightened enthusiasm for, a crucially important legal field.
Categories:

The Law of Health Care Organization and Finance

The Law of Health Care Organization and Finance

A spin-off publication of Health Law: Cases, Materials & Problems, 5th Edition, the text begins with an introduction to fundamental concepts affecting law and policy.

Author: Barry R. Furrow

Publisher: West Academic

ISBN: PSU:000054549708

Category: Law

Page: 769

View: 386

A spin-off publication of Health Law: Cases, Materials & Problems, 5th Edition, the text begins with an introduction to fundamental concepts affecting law and policy. The next chapter considers quality control in the health care setting. The following four chapters examine issues central to structuring integrated systems and the organization of health care institutions. It also covers the problem of health care access and cost control issues, with particular attention paid to the ongoing policy debate about the proper role of government and the nation's responsibilities to provide health care for indigent citizens. Examines legal oversight of private health financing, and looks at Medicare and Medicaid.
Categories: Law

American Book Publishing Record

American Book Publishing Record

Series . PEARCE , Robert A . 346 . 4205 ' 9 The law of trusts and equitable
obligations / Robert A . Pearce , John Stevens . ... + ( University casebook series )
( KF504 . ... married : regulations of the inact marriage — Alternative families -
Divorce - Financial consequences of dissolution ... Contents : The veil of science
over tort law policy – Legal background – Institutional concerns about the
Supreme Court ...

Author:

Publisher:

ISBN: UOM:39015066180426

Category: American literature

Page:

View: 948

Categories: American literature

Antitrust Law and Trade Regulation Cases and Materials

Antitrust Law and Trade Regulation  Cases and Materials

This edition of the book offers a comprehensive re-thinking of antitrust law, approaching competition problems in the market from a functional standpoint.

Author: Arthur Melamed

Publisher: Foundation Press

ISBN: 1634595041

Category: Antitrust law

Page: 1272

View: 836

This edition of the book offers a comprehensive re-thinking of antitrust law, approaching competition problems in the market from a functional standpoint. The book has roots in prior editions, but it really offers a top-to-bottom reconsideration of how best to present modern issues in antitrust. After a brief introduction to the origins and objectives of antitrust law, the book launches the study of the field with a chapter on the concept of market power and the meaning of competition--building blocks that are essential to understanding everything else that follows in the course. It then devotes three chapters to the primary kinds of antitrust issues that arise from marketplace conduct: horizontal agreements among competitors, vertical distribution agreements, and exclusionary practices (whether done by a single firm or a group). Because of their importance to the economy, as well as to antitrust practice, mergers have their own chapter, which provides not only the important judicial opinions in this area, but also extensive materials from the Department of Justice and the Federal Trade Commission, the primary regulators of merger activity. The book then turns to two specialized issues that are of growing importance: the way in which U.S. antitrust laws operate in the global economy, and an innovative new chapter on intellectual property, technology, and platforms. It concludes with a chapter discussing the legal boundaries around the field of antitrust, including exemptions and immunities, and a chapter on the institutional framework for enforcement--the framework that translates words on a page into reality on the ground. The Seventh Edition retains and, where appropriate, adds to, the problems that have been a feature of this book for decades. To maximize instructor flexibility, the problems for each topic now appear at the end of the chapter.
Categories: Antitrust law