Securities Regulation Statutory Supplement

Author: Stephen Choi,Adam Pritchard

Publisher: Foundation Press

ISBN: 9781634606851

Category:

Page: 764

View: 3934

This statutory supplement includes the most widely referenced statutory sections, rules, and forms, from the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act and changes from the JOBS Act.
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Securities Regulation

Author: Stephen Jung Choi,Adam C. Pritchard

Publisher: Aspen Publishers Online

ISBN: 0735565511

Category: Law

Page: 381

View: 3309

Securities Regulation: The Essentials is part of Aspen's new Essentials Series, which takes a "forest rather than the trees" approach to teaching. This concise paperback concentrates on the fundamentals of Securities Regulation and uses a relaxed, personal style to explain them. Suitable for use with any casebook, this text will help students recognize and understand common themes and will precipitate understanding of the topics under discussion. Written by Stephen J. Choi and A.C. Pritchard, two well-regarded young securities regulation scholars in the country today, this outstanding resource: Begins with an introduction to the role of information in the decision making processes of investors, then takes up various topics in securities regulation using the framework developed in the first part of the text Examines the underlying business problems facing issuers and investors in securities regulation Takes a problem-and-solution approach that allows the professor to ask whether the solution currently provided by the law is the best solution and what alternatives should be considered Students will find the nuts-and-bolts approach of Securities Regulation: The Essentials reassuring and illuminating. Require or recommend this straightforward text for use alongside your casebook and watch student comprehension soar.
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Securities Regulation

Selected Statutes Rules and Forms, 2017 Supplement

Author: James D. Cox,Robert W. Hillman,Donald C. Langevoort

Publisher: Wolters Kluwer Law & Business

ISBN: 145488245X

Category:

Page: 1118

View: 5762

Securities Regulation: Selected Statutes Rules and Forms: 2017 Supplement
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Securities Regulation Statutory Supplement

2017 Edition

Author: Stephen Choi,Adam Pritchard

Publisher: Foundation Press

ISBN: 9781683286370

Category:

Page: 766

View: 8622

Receive complimentary lifetime digital access to the eBook with new print purchase. This statutory supplement includes the most widely referenced statutory sections, rules, and forms, from the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act and changes from the JOBS Act.
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Securities Regulation, 2007

Selected Statutes, Rules And Forms

Author: Thomas Lee Hazen

Publisher: West Academic Publishing

ISBN: 9780314168337

Category: Law

Page: 1951

View: 5711

Hazen's 2007 Securities Regulation Selected Statutes contains the latest SEC rulemaking including its new executive compensation disclosures that are not available in most other statutory supplements. Hazen's Selected Statutes is comprehensive and presented in readable format and the index make the material more accessible than in other statutory supplements. It includes new rules and forms adopted through September 15, 2006. While containing all of the statutes and rules needed for both basic and advanced courses in securities regulation, Hazen's Selected Statutes has more user-friendly features than the competition, including single rather than double column format. Also, unlike other statutory supplements on the subject, Hazen's Selected Statutes contains a helpful index to make it easier for students to locate statutes and rules. For instructors who do not require the comprehensive treatment in the standard edition, the 2007 Selected Statutes will also be published in an abridged version which contains sufficient materials from most introductory securities regulation classes.
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Corporations and Other Business Associations

Cases and Materials

Author: Charles R.T. O'Kelley,Robert B. Thompson

Publisher: Wolters Kluwer Law & Business

ISBN: 1454892587

Category: Law

Page: 1175

View: 8666

Corporations and Other Business Associations: Cases and Materials
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Examples & Explanations for Securities Regulation

Author: Alan R. Palmiter

Publisher: Wolters Kluwer Law & Business

ISBN: 1454888679

Category: Law

Page: 656

View: 5579

A favorite classroom prep tool of successful students that is often recommended by professors, the Examples & Explanations (E&E) series provides an alternative perspective to help you understand your casebook and in-class lectures. Each E&E offers hypothetical questions complemented by detailed explanations that allow you to test your knowledge of the topics in your courses and compare your own analysis. Here’s why you need an E&E to help you study throughout the semester: Clear explanations of each class topic, in a conversational, funny style. Features hypotheticals similar to those presented in class, with corresponding analysis so you can use them during the semester to test your understanding, and again at exam time to help you review. It offers coverage that works with ALL the major casebooks, and suits any class on a given topic. The Examples & Explanations series has been ranked the most popular study aid among law students because it is equally as helpful from the first day of class through the final exam.
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Securities Regulation

Cases and Materials

Author: James D. Cox,Robert W. Hillman,Donald C. Langevoort

Publisher: Wolters Kluwer Law & Business

ISBN: 1454885661

Category: Law

Page: 1200

View: 2975

The national reputation of the authors, their balance of practice and doctrine, and a highly teachable structure have all made Securities Regulation: Cases and Materials the best-selling text in the field. Applauded for excellent coverage of the 1934 and 1935 Acts, the text remains sophisticated yet not intimidating. Modular chapters adapt to a variety of teaching styles, giving the instructor flexibility in course design. Well-written, interesting problems expose students to theory as well as the practical issues that impact investors. New to the Eighth Edition: The casebook fully integrates all the newly adopted exemptions such as Regulation A, Crowdfunding, and the newly enacted resale exemption Section 4(a)(7) along with problems developed to illustrate their operation Complete reworking of exemption chapter, including new material and problems on Regulation A+, Crowdfunding, and relaxation of solicitation restrictions for certain Rule 506 offerings Examines market developments such as Unicorns and the disappearance of listings in the U.S. and abroad Changes in underwriting processes with emphasis given to role of research reports in promoting public offerings Compete treatment of the Supreme Court’s 2014 Halliburton decision, and the post-Halliburton developments on proving price distortion and pleading loss causation Thorough treatment of the Supreme Court’s Omnicare decision on liability for statements of opinion Materials and problems on proxy regulation, particularly in the aftermath of the Walmart case under Rule 14a-8 Materials on insider trading tipper-tippee liability in the aftermath of Newman and Salman Contemporary problems facing hedge funds, investment advisers and mutual funds New material on post-Morrision developments affecting extraterritorial application of securities laws New material and problems on real estate as securities including the Ninth Circuit's Salameh decision
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Securities Regulation

Liabilities and Remedies

Author: Marc I. Steinberg

Publisher: Law Journal Press

ISBN: 9781588520210

Category: Law

Page: 900

View: 7265

This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.
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Securities Regulation

2017 Case Supplement

Author: James D. Cox,Robert W. Hillman,Donald C. Langevoort

Publisher: Wolters Kluwer Law & Business

ISBN: 1454893877

Category: Law

Page: 148

View: 8271

Securities Regulation: 2017 Case Supplement
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Securities Regulation, Selected Statutes, Rules and Forms 2018

Author: Thomas Hazen

Publisher: West Academic Publishing

ISBN: 9781683286585

Category:

Page: 1861

View: 4630

Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through November 2017.
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Regulation of Securities: SEC Answer Book, 5th Edition

Author: Levy

Publisher: Wolters Kluwer Law & Business

ISBN: 1454880376

Category: Law

Page: 1396

View: 8866

Regulation of Securities: SEC Answer Book, Fifth Edition is your complete guide to understanding and complying with the day-to-day requirements of the federal securities laws that affect all public companies. Using a question-and-answer format similar to that which the SEC has embraced, this valuable desk reference provides concise, understandable answers to the most frequently asked compliance questions, and ready access to key statutes, regulations, and court decisions. Designed for both beginners and seasoned professionals, the volume contains approximately 1,400 pages organized in 23 self-contained chapters. Each chapter covers the basics before moving into the nuanced details, meeting the needs of those who seek a general understanding of a topic as well as those grappling directly with critical issues. Twice-yearly supplements keep the book current in this rapidly evolving field. Whether you are a lawyer, accountant, corporate executive, director or investor, you'll be able to quickly find concise answers to essential questions about the Dodd-Frank Act, Exchange Act registration and reporting, executive compensation disclosure, derivatives disclosure, management's discussion and analysis, audit committee responsibilities, Sarbanes-Oxley, electronic filing, interactive financial data, tender offers, proxy solicitations, insider trading, going private transactions, shareholders' rights, SEC investigations, criminal enforcement, securities class actions, and much more!
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The Law of Banking and Financial Institutions

Author: Richard Scott Carnell,Jonathan R. Macey,Geoffrey P. Miller

Publisher: Aspen Publishers

ISBN: 9780735552852

Category: Law

Page: 796

View: 9308

The Fourth Edition of the Law of Banking and Financial Institutions brings exciting renovations to a classic casebook. Comprehensive updating is just the beginning. the authors have expanded the old structure to include more coverage of non-bank financial institutions, such as insurance companies and mutual funds. Other topics have been reorganized to reflect modern trends. Visual aids--virtual windows, for visual learners--have been added to clarify concepts and reinforce text. and finally, engaging problem exercises have been added to create a more dynamic learning environment. Tried-and-true features of the Law of Banking and Financial Institutions: clear, concise explanations that simplify and clarify a complex field of law lively and interesting note material and provocative discussion questions careful selection and judicious editing of cases fun problem sets, at graduating levels of difficulty, that reinforce concepts and give students practice applying law to specific facts critical analysis of the unifying features of each topic from an economic perspective complete, up-to-date, and detailed Teacher's Manual Featured in the Fourth Edition: coverage of non-bank financial institutions, such as insurance companies and mutual funds expanded and updated treatment of bank/nonblank combinations under the Gramm-Leach-Bliley Act unified organization of financial institutions, rather than focusing on depository institutions separately generous use of tables to clarify concepts and promote understanding additional problem sets that illustrate the application of the specific rules in each chapter, with answers in the Teacher's Manual If you haven't seen the Fourth Edition, you haven't seen The Law of Banking and Financial Institutions. Come; take a look at the expanded coverage, updated organization, problem sets, examples, and visual aids that constitute an important renovation of this classic edifice.
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Securities Regulation Statutory Supplement

2015 Edition

Author: Stephen J. Choi,Adam Pritchard

Publisher: Foundation Press

ISBN: 9781634594035

Category:

Page: 711

View: 4822

This statutory supplement includes the most widely referenced statutory sections, rules, and forms, from the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act and changes from the JOBS Act.
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Securities Regulation, Selected Statutes, Rules and Forms 2017

Author: Thomas Hazen

Publisher: West Academic Publishing

ISBN: 9781634607605

Category:

Page: 1939

View: 411

Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through November 2016.
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Securities Regulation

Selected Statutes Rules and Forms 2013 Supp

Author: James D. Cox,Robert W. Hillman,Donald C. Langevoort

Publisher: Aspen Publishers

ISBN: 9781454827870

Category: Law

Page: 1114

View: 1527

Designed specifically for the Securities Regulation course, this statutory supplement contains all of the relevant statutes, rules, and forms needed -- in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors' own Securities Regulation: Cases and Materials, Sixth Edition. The 2009 Edition features: The Securities Exchange Act Rules: Rules and Forms Rule 10b-21, naked short sales Rule 12h-6, deregistration of foreign issuers Rule 14a-16, Internet Availability of Proxy Materials Rule 14a-17, internet shareholder forums Section 15A(14), the military sales clause Section 15E, regarding credit rating agencies Rule 17g-1 through 17g-6, new credit rating agency regulations SEC amendment to Rule 146(b)(2), adding new subsection (v) referencing "The Nasdaq Capital Market" The Investment Advisers Act Section 206(4)-8, hedge fund antifraud rule Regulations S-K, S-X, M, SHO, M-A, AC, FD, and G Securities Act of 1933 Rules and Forms SEC Rule 151a, defining the terms "annuity contract" and "optional annuity contract" Rules of Practice and Investigations (Standards of Professional Conduct for Attorneys) Staff Accounting Bulletins Sarbanes-Oxley Act 2002 Investment Advisers Act of 1940 Advisers Act Rules Investment Company Act of 1940 Investment Company Act Rules
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